If I am a firm could I appoint a lawyer to be my compliance oversight
a financial firm
Hello, I have a compliance question.
Basically, a compliance oversight of a firm has been handling a complaint for me. He promised to be in a position to respond today, and if he is unable to respond he would in fact inform me in advance.
Such a firm is regulated by the FCA.
What are my rights thanks
Under what legislation or rules and regulation am I allowed to complain about this thanks