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Thank you for coming back to me so promptly, much appreciated.
I note your comments particularly relating to Form A.
I just worry that they will still take a dim view of the nature of the offence?
Apologies in not getting back to you sooner - Yes, it is Form A which is required by the FCA.
That's a very good point, thank you.
I was going to ask the FCA whether it needed to be myself (due to my position as MD) or alternatively, whether a Senior Manager within the company would be suitable to them.
Otherwise, outsourcing the position would be a the way to go.
You've been really helpful, much appreciated!