How JustAnswer Works:
  • Ask an Expert
    Experts are full of valuable knowledge and are ready to help with any question. Credentials confirmed by a Fortune 500 verification firm.
  • Get a Professional Answer
    Via email, text message, or notification as you wait on our site. Ask follow up questions if you need to.
  • 100% Satisfaction Guarantee
    Rate the answer you receive.
Ask UKSolicitorJA Your Own Question
UKSolicitorJA, Solicitor
Category: Law
Satisfied Customers: 4312
Experience:  English solicitor with over 12 years experience
Type Your Law Question Here...
UKSolicitorJA is online now

What is compliance in a legal perspective?

This answer was rated:

What is compliance in a legal perspective?

It simply means that all applicable laws, rules and regulations are being complied with i.e. are being observed.

Hope this helps
Customer: replied 4 years ago.

If I am a firm could I appoint a lawyer to be my compliance oversight

What type of firm are you referring to please?
Customer: replied 4 years ago.

a financial firm

Yes it may do so.

Also see the FCA handbook
UKSolicitorJA and other Law Specialists are ready to help you
Customer: replied 4 years ago.

Hello, I have a compliance question.


Basically, a compliance oversight of a firm has been handling a complaint for me. He promised to be in a position to respond today, and if he is unable to respond he would in fact inform me in advance.


Such a firm is regulated by the FCA.


What are my rights thanks

You have a right to complain about this.

See here for the procedure

Customer: replied 4 years ago.

Under what legislation or rules and regulation am I allowed to complain about this thanks

Please post a new question with your new query.

Thank you
Customer: replied 4 years ago.